This course will cover policy and regulation governing pooled investment vehicles and their managers. We will engage in a close study of the Investment Company Act of 1940 and its companion statute, the Investment Advisers Act of 1940. The primary focus will be the regulation of mutual funds, but attention will also be given to alternative investment vehicles, such as hedge funds, private equity funds and exchange-traded funds.
Gopher Grades is maintained by Social Coding with data from Summer 2017 to Summer 2025 provided by the University in response to a public records request